DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hohimer Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jon Fredrick Murdock | Hohimer Wealth Management, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | May 8, 2023 | Jul 10, 2023 (63 d) |
| George Rettig | Hohimer Wealth Management, LLC independent RIA | Alitus Financial Services state registered | RIA to a state-registered adviser | Mar 7, 2023 | Jul 27, 2023 (142 d) |
| Erick Alexander Aguayo | Hohimer Wealth Management, LLC independent RIA | Triad Wealth Partners, LLC no RAUM | RIA to a newly registered adviser | Oct 15, 2021 | Aug 17, 2023 (671 d) |
| Thomas Adam Braile | Hohimer Wealth Management, LLC independent RIA | Usi Advisors institutional | Other | Dec 16, 2020 | Apr 8, 2021 (113 d) |
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4 moves match.