DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Global Assets Advisory, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexander Joseph King | Global Assets Advisory, LLC independent RIA | International Assets Investment Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 7, 2025 | Jul 7, 2023 |
| Jeffrey Charles Wallgren | Global Assets Advisory, LLC independent RIA | Great Plains Advisory Services LLC state registered | RIA to a state-registered adviser | Oct 17, 2024 | Jul 3, 2024 |
| Richard William Engen | Global Assets Advisory, LLC independent RIA | Great Plains Advisory Services LLC state registered | RIA to a state-registered adviser | Apr 24, 2023 | Jul 3, 2024 (436 d) |
| Gregory Frank Partalis | Global Assets Advisory, LLC independent RIA | The Foundation Investment Group no RAUM | RIA to a newly registered adviser | Mar 3, 2022 | Mar 14, 2022 |
| Adam Daniel Gallegos | Global Assets Advisory, LLC independent RIA | The Foundation Investment Group no RAUM | RIA to a newly registered adviser | Mar 3, 2022 | Mar 7, 2022 |
| Cameron Blake Fyhrie | Global Assets Advisory, LLC independent RIA | Edelman Financial Engines mixed wealth | RIA to RIA | Oct 16, 2020 | Jul 8, 2022 (630 d) |
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6 moves match.