DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Compass Group Investments Solutions LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Isaac Isaias Gomez Wolf | Compass Group Investments Solutions LLC independent RIA | Vectorglobal Iag, Inc. independent RIA | RIA to RIA | Oct 15, 2024 | Jan 2, 2025 (79 d) |
| Nicolas Jose Perez-Cotapos | Compass Group Investments Solutions LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Oct 9, 2024 | Oct 29, 2024 |
| Ricardo Chadud | Compass Group Investments Solutions LLC independent RIA | Bci Securities, Inc. mixed wealth | RIA to RIA | Jul 19, 2024 | Aug 9, 2024 |
| Alfonso Osorio | Compass Group Investments Solutions LLC mixed wealth | Seaview Investment Managers LLC asset manager | Other | Oct 9, 2023 | Jan 24, 2024 (107 d) |
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4 moves match.