DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Quincy Wells Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ronald Allen Glasgow | Quincy Wells Advisors, LLC independent RIA | Calton & Associates, Inc. independent RIA | RIA to RIA | Jul 15, 2026 | Jul 27, 2026 |
| Rick David Martinez | Quincy Wells Advisors, LLC independent RIA | Ausdal Financial Partners, Inc. independent RIA | RIA to RIA | Jun 17, 2026 | Jun 16, 2026 |
| Jody Gunderson | Quincy Wells Advisors, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Jun 1, 2026 (152 d) |
| Daniel Allen Bramschreiber | Quincy Wells Advisors, LLC independent RIA | Dmk Advisor Group, Inc. independent RIA | RIA to RIA | Nov 17, 2025 | Sep 28, 2025 |
| Robert Leo Vonderharr | Quincy Wells Advisors, LLC independent RIA | Cabin Advisors, LLC independent RIA | RIA to RIA | Oct 16, 2025 | Nov 4, 2025 |
| Matthew Thomas Hadley | Quincy Wells Advisors, LLC independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Oct 6, 2025 | Oct 8, 2025 |
| Donald Christopher Schultheis | Quincy Wells Advisors, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jan 12, 2022 | Nov 17, 2023 (674 d) |
| Douglas M Zator | Quincy Wells Advisors, LLC independent RIA | Emerson Equity LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2021 | Nov 19, 2021 |
| Carlyle Alton Wimberly | Quincy Wells Advisors, LLC independent RIA | St. Bernard Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2020 | Apr 4, 2022 (459 d) |
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9 moves match.