DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealthplan Investment Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erik William Ogard | Wealthplan Investment Management LLC independent RIA | Cwc Advisors, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Feb 6, 2025 (37 d) |
| David Joseph Ricchini | Wealthplan Investment Management LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Jan 3, 2024 | Oct 28, 2025 (664 d) |
| Nicholas Codola | Wealthplan Investment Management LLC independent RIA | Orion Portfolio Solutions, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2023 | Dec 1, 2023 (42 d) |
| Joshua Aaron Mueller | Wealthplan Investment Management LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Apr 10, 2023 | May 2, 2023 |
| Dustin Mitchell Dorhout | Wealthplan Investment Management LLC independent RIA | Pgi Wealth Management independent RIA | RIA to RIA | Dec 17, 2021 | Jan 7, 2022 |
| Jack Joseph Holmes | Wealthplan Investment Management LLC no RAUM | Bridges Investment Management Inc mixed wealth | Other | Apr 23, 2021 | Apr 26, 2021 |
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6 moves match.