DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Maripau Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter Joseph Laliberte | Maripau Wealth Management LLC independent RIA | Liberty Advisory Group, Inc. state registered | RIA to a state-registered adviser | Nov 3, 2025 | Jul 30, 2025 |
| John Jeffrey Gardner | Maripau Wealth Management LLC independent RIA | Convergence Wealth Partners LLC state registered | RIA to a state-registered adviser | Jul 31, 2025 | Jul 11, 2025 |
| Austin Miller Kent | Maripau Wealth Management LLC independent RIA | Windrock Wealth Management independent RIA | RIA to RIA | Jan 6, 2025 | Jul 21, 2025 (196 d) |
| Robert Clark Smith | Maripau Wealth Management LLC independent RIA | Rcs Wealth Management state registered | RIA to a state-registered adviser | Jul 26, 2024 | Jan 9, 2026 (532 d) |
| James Pati | Maripau Wealth Management LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Jul 10, 2024 | Jul 9, 2024 |
| Wallace Rutkowski | Maripau Wealth Management LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jan 31, 2024 | Mar 7, 2024 (36 d) |
| James Joseph Ross Wheeler | Maripau Wealth Management LLC independent RIA | Aegis Wealth Management, Inc. independent RIA | RIA to RIA | May 4, 2023 | May 8, 2023 |
| Gabriella Maria Stevens | Maripau Wealth Management LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Apr 3, 2023 | Mar 31, 2023 |
| Daniel Gary Hampel | Maripau Wealth Management LLC independent RIA | Parco Wealth Management LLC no RAUM | RIA to a newly registered adviser | Jan 6, 2023 | Jan 6, 2023 |
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9 moves match.