DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capitol Family Office, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cassandra Martin Conte | Capitol Family Office, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 7, 2024 | Sep 23, 2024 (139 d) |
| Debbie Strauss Byerly | Capitol Family Office, Inc. independent RIA | Strategent Financial, LLC independent RIA | RIA to RIA | May 3, 2024 | May 7, 2024 |
| Jonathan R Dunn | Capitol Family Office, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 21, 2023 | Nov 17, 2023 (57 d) |
| Stephen Alan Crabb | Capitol Family Office, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Apr 3, 2023 | Mar 30, 2023 |
| Matthew James Wiens | Capitol Family Office, Inc. independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jul 27, 2022 | Aug 10, 2026 (1475 d) |
| Garrett James Parker | Capitol Family Office, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Jul 27, 2022 | Aug 11, 2022 |
Page 1 of 1
6 moves match.