DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Investment Advisor Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Paul Woodson AbeleInvestment Advisor Group independent RIACanterbury Investment Advisors LLC state registeredRIA to a state-registered adviserOct 2, 2023Oct 3, 2023
Eric Christopher JacksonInvestment Advisor Group independent RIABest Life Infinity, LLC no RAUMRIA to a newly registered adviserJan 10, 2023Oct 28, 2022
Roger Alan NichollsInvestment Advisor Group independent RIABest Life Infinity, LLC no RAUMRIA to a newly registered adviserDec 31, 2022Jan 10, 2023
Gavin Michael GanzkowInvestment Advisor Group independent RIABest Life Infinity, LLC no RAUMRIA to a newly registered adviserDec 31, 2022Jul 12, 2023 (193 d)
Magan Kaur ZavislakInvestment Advisor Group independent RIABest Life Infinity, LLC independent RIARIA to RIADec 31, 2022Jun 11, 2024 (528 d)
Heather Joan ThompsonInvestment Advisor Group independent RIABest Life Infinity, LLC no RAUMRIA to a newly registered adviserDec 31, 2022Jan 3, 2023
Clark Paul MilnerInvestment Advisor Group independent RIABest Life Infinity, LLC no RAUMRIA to a newly registered adviserDec 31, 2022Jan 3, 2023
Manuel A. MartinezInvestment Advisor Group independent RIACharleston Wealth Advisors state registeredRIA to a state-registered adviserDec 5, 2022Jun 3, 2022
David Jeffrey ArmbrusterInvestment Advisor Group independent RIAStrategic Blueprint, LLC independent RIARIA to RIAApr 15, 2022Apr 1, 2022
Katherine Nicole PhillipsInvestment Advisor Group independent RIAPracticecfo Investments mixed wealthRIA to RIAApr 15, 2022Jun 22, 2022 (68 d)
John David DanzerInvestment Advisor Group independent RIAPinnacle Investments, LLC independent RIARIA to RIAFeb 8, 2022Jan 20, 2022
Benjamin Thomas BlanchardInvestment Advisor Group independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 1, 2022Sep 17, 2026 (1689 d)
David Kwasi ManteauInvestment Advisor Group independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 1, 2021Jul 12, 2021
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13 moves match.