DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Water Street Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Stephen Cotterell | Water Street Financial LLC independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Dec 31, 2023 | Jan 2, 2024 |
| Thomas Eric Stine | Water Street Financial LLC independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Dec 31, 2023 | Jan 2, 2024 |
| Ryan Charles Oates | Water Street Financial LLC independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Dec 31, 2023 | Jan 2, 2024 |
| Anthony Corbin Sutton | Water Street Financial LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 28, 2023 | Aug 29, 2023 |
| Caleb James Fry | Water Street Financial LLC independent RIA | Mason Investment Advisory Services Inc mixed wealth | RIA to RIA | Aug 14, 2023 | Aug 29, 2023 |
| Jeffrey Alan Reid | Water Street Financial LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Jul 5, 2023 | Jul 20, 2023 |
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6 moves match.