DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sweet Financial Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ty Jason Totzke | Sweet Financial Partners, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2025 | Oct 7, 2024 |
| Oliver Zenk Kollofski | Sweet Financial Partners, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2025 | Oct 7, 2024 |
| Bryan James Sweet | Sweet Financial Partners, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2025 | Oct 7, 2024 |
| Kaitlin Marie Bell | Sweet Financial Partners, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2025 | Oct 7, 2024 |
| Amber Knips | Sweet Financial Partners, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Aug 7, 2024 | Aug 9, 2024 |
| Jacob Lee Hartke | Sweet Financial Partners, LLC independent RIA | Elevation Point Wealth Partners, LLC independent RIA | RIA to RIA | Jul 31, 2024 | Aug 26, 2024 |
| Myah Catherine Legred | Sweet Financial Partners, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 15, 2024 | Mar 26, 2024 |
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7 moves match.