DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pin Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Miranda Jean Monte | Pin Wealth independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Jul 29, 2024 | May 28, 2024 |
| Joshua Michael Wilson | Pin Wealth independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Jul 10, 2024 | Jun 3, 2024 |
| David Anderson Knechtle | Pin Wealth independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 30, 2023 | Dec 21, 2023 |
| Richard Frank Parnigoni | Pin Wealth independent RIA | Aegis Capital Corp. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 2, 2023 | Jul 21, 2023 (49 d) |
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4 moves match.