DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Earned Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shannon BlackmonEarned Wealth independent RIACreative Planning independent RIARIA to RIAJan 4, 2025Jan 1, 2026 (362 d)
Shane SpenceEarned Wealth independent RIAAe Wealth Management, LLC independent RIARIA to RIAJan 3, 2024Aug 12, 2024 (222 d)
Maryam Alyce HoustonEarned Wealth independent RIAGlobal Retirement Partners LLC institutionalOtherDec 26, 2023Sep 19, 2024 (268 d)
Charley Michael CorbettEarned Wealth independent RIANova Wealth Management, Inc. independent RIARIA to RIANov 14, 2022Apr 13, 2023 (150 d)
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4 moves match.