DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Peak Retirement Planning, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lance Scott Schlosser | Peak Retirement Planning, Inc. independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 7, 2026 | Aug 20, 2026 |
| Cole Curtis Filer | Peak Retirement Planning, Inc. independent RIA | Facet independent RIA | RIA to RIA | Jun 1, 2026 | Jul 9, 2026 (38 d) |
| David Dreier | Peak Retirement Planning, Inc. independent RIA | Valmark Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2026 | May 27, 2026 (55 d) |
| Andrew Ross Blumenstock | Peak Retirement Planning, Inc. independent RIA | Root Financial Partners independent RIA | RIA to RIA | Jan 8, 2026 | Feb 9, 2026 (32 d) |
| Andrew Houston Barton | Peak Retirement Planning, Inc. independent RIA | Boldin Advisors no RAUM | RIA to a newly registered adviser | Jun 16, 2025 | Apr 29, 2025 |
| Brett Patrick Stahl | Peak Retirement Planning, Inc. independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jan 6, 2025 | Mar 19, 2025 (72 d) |
| Amanda Christine Paliska | Peak Retirement Planning, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 7, 2024 | May 19, 2025 (224 d) |
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7 moves match.