DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mainsail Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jennifer Sue PatersonMainsail Financial Group independent RIAIntegrity Wealth LLC independent RIARIA to RIAMar 30, 2026Apr 6, 2026
Emanuel Tomas RoaMainsail Financial Group independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankSep 29, 2025Jan 6, 2026 (99 d)
Wentao LiuMainsail Financial Group independent RIAColdstream Wealth Management independent RIARIA to RIASep 2, 2025Oct 3, 2025 (31 d)
Bradley Loren AndersonMainsail Financial Group independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 2, 2025Jan 13, 2025
Samantha Xu Quxia KennedyMainsail Financial Group independent RIAComposition Wealth, LLC independent RIARIA to RIAOct 25, 2024Sep 4, 2024
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5 moves match.