DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Neil Jesani Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Scott Judas | Neil Jesani Wealth Management independent RIA | Singer Wealth Advisors LLC independent RIA | RIA to RIA | Aug 11, 2026 | Aug 20, 2026 |
| Michael Anthony Cabral Foulkes | Neil Jesani Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2023 | Mar 6, 2024 (198 d) |
| Christopher Rose | Neil Jesani Wealth Management independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2023 | May 10, 2024 (276 d) |
| Jacob Mccue | Neil Jesani Wealth Management independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2023 | Nov 6, 2023 (90 d) |
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4 moves match.