DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ascentis Independent Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John David PakAscentis Independent Advisors, LLC independent RIAAscentis Asset Management, LLC independent RIARIA to RIAAug 3, 2026Mar 5, 2025
James Gordon MillerAscentis Independent Advisors, LLC independent RIABaobab Wealth Management state registeredRIA to a state-registered adviserApr 11, 2025Apr 4, 2025
David Michael EldridgeAscentis Independent Advisors, LLC independent RIAKingdom Financial Group, LLC independent RIARIA to RIAJan 9, 2025Oct 23, 2024
John ZamboangaAscentis Independent Advisors, LLC independent RIAInfinity Financial Services Advisory independent RIARIA to RIADec 2, 2024Dec 11, 2024
Nathan Adam FrerichsAscentis Independent Advisors, LLC independent RIABlue Mountain Wealth Management state registeredRIA to a state-registered adviserSep 3, 2024Feb 11, 2025 (161 d)
Jean-Paul Simon AfifAscentis Independent Advisors, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseMay 25, 2023May 25, 2023
Francisco Blas SalasAscentis Independent Advisors, LLC independent RIAUnited Advisor Group independent RIARIA to RIAApr 17, 2023Feb 19, 2026 (1039 d)
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7 moves match.