DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Midland Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Donald James Mahlke | Midland Wealth Management other | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Jan 13, 2025 | Jan 13, 2025 |
| Ashley Leandra Ottens | Midland Wealth Management other | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Jan 13, 2025 | Jan 13, 2025 |
| Ronald Joseph Kitchens | Midland Wealth Management other | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Jan 13, 2025 | Jan 13, 2025 |
| Heath William Sorenson | Midland Wealth Management other | Associated Investment Services, Inc. independent RIA | Other | Jan 10, 2025 | Mar 11, 2025 (60 d) |
| Shawn Rooney | Midland Wealth Management other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 16, 2024 | Jul 1, 2024 (136 d) |
| Matthew Estel | Midland Wealth Management other | Wells Fargo Advisors wirehouse | Other | Feb 16, 2024 | Mar 12, 2024 |
| Christopher Joseph Laporta | Midland Wealth Management other | River Street Advisors, LLC independent RIA | Other | Feb 16, 2024 | Jan 29, 2024 |
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7 moves match.