DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Consortium Private Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Jude Semmes Hughs | Consortium Private Wealth LLC independent RIA | Smith Securities LLC state registered | RIA to a state-registered adviser | Dec 9, 2025 | Jan 7, 2026 |
| Leroy Douglas Simpson | Consortium Private Wealth LLC independent RIA | Hornor, Townsend & Kent, LLC independent RIA | RIA to RIA | Aug 25, 2025 | Aug 26, 2025 |
| Darryl Norman Mierl | Consortium Private Wealth LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2023 | Dec 11, 2023 |
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3 moves match.