DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Slp Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kathleen Brittany Boyd | Slp Wealth independent RIA | Nectarine no RAUM | Other | Sep 29, 2025 | Jan 15, 2026 (108 d) |
| Meredith Bailey Jones | Slp Wealth independent RIA | Allvet Financial independent RIA | RIA to RIA | Jun 2, 2025 | Jun 10, 2025 |
| Daniel Joseph Rooker | Slp Wealth independent RIA | Rook Financial LLC state registered | RIA to a state-registered adviser | Mar 4, 2025 | Jul 11, 2025 (129 d) |
| James Chigungu Mwombela | Slp Wealth independent RIA | Nectarine no RAUM | Other | Feb 7, 2025 | Jul 28, 2025 (171 d) |
| Samantha Wendy Silberstein | Slp Wealth independent RIA | Xypn Sapphire asset manager | Other | Jul 26, 2024 | Aug 23, 2024 |
| Justin Thomas Horsch | Slp Wealth no RAUM | Concourse Financial Group Advisors BD affiliated | Other | Mar 7, 2024 | Mar 11, 2024 |
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6 moves match.