DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Rise North Capital Investment Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brendan Shea BayronRise North Capital Investment Advisors independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAAug 14, 2026Aug 18, 2026
Samuel Joshua GraffRise North Capital Investment Advisors independent RIABrookstone Capital Management LLC independent RIARIA to RIAJul 9, 2026Jul 30, 2026
Killian Michael DowdRise North Capital Investment Advisors independent RIAMoney Concepts Advisory Service BD affiliatedRIA to affiliated broker-dealer or bankJun 25, 2026Jun 18, 2026
Kyle MortimerRise North Capital Investment Advisors independent RIAMoney Concepts Advisory Service BD affiliatedRIA to affiliated broker-dealer or bankMay 7, 2026May 13, 2026
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4 moves match.