DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Trueplan Benefit And Retirement Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Owen HowardTrueplan Benefit And Retirement Advisors institutionalNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 7, 2026Jul 29, 2026 (113 d)
Jordan Leo AndreTrueplan Benefit And Retirement Advisors institutionalMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 30, 2025May 14, 2025
Sean BayneTrueplan Benefit And Retirement Advisors institutionalOnedigital institutionalOtherFeb 20, 2024Feb 29, 2024
Christina Takako Bauer-DobiasTrueplan Benefit And Retirement Advisors institutionalAdvice And Planning Services BD affiliatedOtherFeb 1, 2024Feb 27, 2024
Deborah A CollinsTrueplan Benefit And Retirement Advisors institutionalManning & Napier Advisors, LLC mixed wealthOtherJun 29, 2020Apr 6, 2021 (281 d)
Laura A SausvilleTrueplan Benefit And Retirement Advisors institutionalLPL Financial LLC BD affiliatedOtherJan 8, 2020Mar 20, 2020 (72 d)
Steven Roy PuckettTrueplan Benefit And Retirement Advisors otherGateway Advisory, LLC otherOtherJun 28, 2016Oct 7, 2016 (101 d)
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7 moves match.