DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Leerink Swann LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott E Price | Leerink Swann LLC other | J.P. Morgan Private Wealth Advisors LLC other | Other | Apr 16, 2012 | Jun 12, 2012 (57 d) |
| John Mcphee | Leerink Swann LLC other | J.P. Morgan Securities LLC wirehouse | Other | Apr 13, 2012 | Apr 13, 2012 |
| Dominick Joseph Trimarchi | Leerink Swann LLC other | Trimarc Wealth Management LLC no RAUM | Other | Mar 30, 2012 | May 7, 2012 (38 d) |
| Sean Michael Dean | Leerink Swann LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Mar 9, 2012 | Mar 9, 2012 |
| Devon Jerome Baranski | Leerink Swann LLC other | Morgan Stanley wirehouse | Other | Aug 1, 2011 | Aug 8, 2011 |
| Robert Malachy Cully | Leerink Swann LLC other | Winslow, Evans & Crocker, Inc. other | Other | Jan 20, 2011 | Jan 20, 2011 |
| Michael Lewis Kantrowitz | Leerink Swann LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 15, 2010 | Jun 24, 2010 |
| James Cameron Morris | Leerink Swann LLC other | Morgan Stanley & Co. LLC unclassified | Other | Sep 5, 2008 | Sep 12, 2008 |
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8 moves match.