DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Riverstone Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Torry Christian ScottRiverstone Wealth Management otherCary Street Partners otherOtherDec 10, 2013Nov 1, 2013
Thomas Duane FaughtRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Nov 1, 2013
Donald Raymond MoutonRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Dec 6, 2013
Bobby Kyle CowandRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Nov 13, 2013
William George NewbouldRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Dec 6, 2013
Azam Hassib JaberRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Nov 4, 2013
Javier Omar LarreaRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Nov 13, 2013
Raymond Albert DeragonRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Dec 18, 2013
Shawn Forrest MorganRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Nov 13, 2013
Theodore Ray BurkhartRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Dec 6, 2013
Paul Kevin GautierRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Dec 6, 2013
Nancy Thi HoangRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Dec 6, 2013
Seth Michael WhitneyRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Dec 6, 2013
Maria PattonRiverstone Wealth Management otherCary Street Partners otherOtherDec 9, 2013Dec 6, 2013
Ashley Renee PottsRiverstone Wealth Management otherRaymond James & Associates, Inc. national BDOtherJun 12, 2013Jun 14, 2013
Jennifer Lynn ScrogginsRiverstone Wealth Management otherSignator Investors, Inc. otherOtherApr 23, 2012Jun 11, 2012 (49 d)
Jonathan William LennoxRiverstone Wealth Management otherUsaa Financial Planning Services no RAUMOtherMay 17, 2011May 25, 2011
Eric Scott PomerantzRiverstone Wealth Management otherOppenheimer & Co. Inc. otherOtherNov 5, 2010Nov 1, 2010
Peter John TomassiRiverstone Wealth Management otherUsaa Financial Planning Services no RAUMOtherJan 15, 2010May 3, 2010 (108 d)
Daniel FuentesRiverstone Wealth Management otherUsaa Financial Planning Services no RAUMOtherOct 20, 2009Nov 30, 2009 (41 d)
Gregory Allen GatlinRiverstone Wealth Management otherLPL Financial LLC otherOtherSep 17, 2009Sep 8, 2009
Jullie Ann Nicole StrippoliRiverstone Wealth Management otherCharles Schwab & Co., Inc. national BDOtherOct 27, 2008Jan 13, 2009 (78 d)
Michael Paul LevingstonRiverstone Wealth Management otherB Riley Wealth Management otherOtherSep 18, 2008Aug 25, 2008
John Michael RoeweRiverstone Wealth Management otherB Riley Wealth Management otherOtherSep 18, 2008Aug 25, 2008
Alan Mears GilbreathRiverstone Wealth Management otherB Riley Wealth Management otherOtherSep 18, 2008Aug 25, 2008
Homer Phillips ParsegianRiverstone Wealth Management otherEvolve Investment Advisors unclassifiedOtherApr 4, 2007Apr 3, 2007
Brandon Shea CoxRiverstone Wealth Management otherEvolve Investment Advisors unclassifiedOtherMar 12, 2007Mar 29, 2007
Soly Solomon KorRiverstone Wealth Management otherEvolve Investment Advisors unclassifiedOtherMar 12, 2007Mar 9, 2007
Kenneth Wayne PriceRiverstone Wealth Management otherAustin Asset otherOtherFeb 21, 2007Jun 27, 2007 (126 d)
Jan O'ConnellRiverstone Wealth Management otherUBS Financial Services Inc. wirehouseOtherJul 5, 2006Jun 22, 2006
Carl Lance HuntleyRiverstone Wealth Management otherNfp Advisor Services, LLC otherOtherMay 9, 2006May 18, 2006
Lance Emmett WoodburnRiverstone Wealth Management otherLPL Financial LLC otherOtherJan 6, 2006Jan 10, 2006
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32 moves match.