DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from M Holdings Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jay William Cohen | M Holdings Securities, Inc. other | Independent Financial Partners other | Other | Mar 19, 2004 | Jul 27, 2004 (130 d) |
| Frederick William Churchley | M Holdings Securities, Inc. other | Valmark Advisers, Inc. other | Other | Nov 5, 2003 | Nov 19, 2003 |
| David Raymond Rapp | M Holdings Securities, Inc. other | Valic Financial Advisors, Inc. other | Other | Jun 12, 2003 | May 26, 2005 (714 d) |
| David Wayne Bargetzi | M Holdings Securities, Inc. other | Nfp Advisor Services, LLC other | Other | Jun 6, 2003 | Jul 1, 2005 (756 d) |
| Barry David Flagg | M Holdings Securities, Inc. other | Kestra Advisory Services, LLC other | Other | Nov 27, 2002 | May 2, 2016 (4905 d) |
| Gus Henry Comiskey | M Holdings Securities, Inc. other | Valmark Advisers, Inc. other | Other | Sep 19, 2002 | May 12, 2011 (3157 d) |
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306 moves match.