DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Thomas Weisel Partners LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Holmes ShawThomas Weisel Partners LLC otherBarclays Capital Inc. otherOtherJan 27, 2011Jan 18, 2011
Peter Kenneth KongThomas Weisel Partners LLC otherBarclays Capital Inc. otherOtherJan 27, 2011Jan 18, 2011
Alexandra RuebThomas Weisel Partners LLC otherBarclays Capital Inc. otherOtherJan 27, 2011Jan 4, 2011
Melvin Don FisherThomas Weisel Partners LLC otherJ.P. Morgan Securities LLC wirehouseOtherAug 23, 2010Aug 25, 2010
Jeremy David WennerThomas Weisel Partners LLC otherLeucadia Asset Management LLC otherOtherAug 23, 2010Aug 6, 2010
Bruce Spaulding EdwardsThomas Weisel Partners LLC otherLeucadia Asset Management LLC otherOtherAug 20, 2010Aug 6, 2010
Anthony Victor StaisThomas Weisel Partners LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherJul 16, 2010Jul 12, 2010
Andrew S GibsonThomas Weisel Partners LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherJul 16, 2010Jul 12, 2010
Susan Elizabeth SchiedingThomas Weisel Partners LLC otherDeutsche Bank Securities Inc. otherOtherJul 30, 2009Aug 6, 2009
John David SmithThomas Weisel Partners LLC otherDeutsche Bank Securities Inc. otherOtherJul 23, 2009Aug 6, 2009
John Joseph DonarumaThomas Weisel Partners LLC otherDeutsche Bank Securities Inc. otherOtherJul 23, 2009Aug 6, 2009
Michael Charles HulettThomas Weisel Partners LLC otherDeutsche Bank Securities Inc. otherOtherJul 23, 2009Aug 6, 2009
Matthew Sam RichThomas Weisel Partners LLC otherUBS Financial Services Inc. wirehouseOtherJul 13, 2009Jun 22, 2009
Lizabeth MosesThomas Weisel Partners LLC otherUBS Financial Services Inc. wirehouseOtherJul 13, 2009Jun 19, 2009
Walter Lewis CranfordThomas Weisel Partners LLC otherCitigroup Global Markets Inc. otherOtherFeb 23, 2009Sep 28, 2010 (582 d)
Janine M MorahanThomas Weisel Partners LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 6, 2008Mar 13, 2013 (1741 d)
Janet Margaret BarnesThomas Weisel Partners LLC otherMorgan Stanley & Co. LLC unclassifiedOtherJul 30, 2007Jul 27, 2007
Michael Edward MullinThomas Weisel Partners LLC otherLeucadia Asset Management LLC otherOtherMay 7, 2007May 3, 2007
Christopher James CliffordThomas Weisel Partners LLC otherLehman Brothers Inc. unclassifiedOtherNov 13, 2006Nov 13, 2006
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19 moves match.