DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bcg Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stavroula Koutsfetsoulis | Bcg Securities, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jun 4, 2007 | May 15, 2012 (1807 d) |
| Stuart Michael Simchowitz | Bcg Securities, Inc. other | Nrp Financial, Inc. unclassified | Other | May 21, 2007 | May 18, 2007 |
| Peter Thomas Kisver | Bcg Securities, Inc. other | Cincinnati Analysts, Inc other | Other | Jul 17, 2006 | May 30, 2008 (683 d) |
| Alex B Perez | Bcg Securities, Inc. other | Securian Financial Services, Inc. other | Other | Sep 13, 2005 | Feb 15, 2008 (885 d) |
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64 moves match.