| Amy Marie Winfrey | Stifel, Nicolaus & Company, Incorporated national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Sep 1, 2004 | Jan 20, 2009 (1602 d) |
| David William Simons | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 5, 2004 | Jul 9, 2004 |
| Matthew James Lamartina | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 5, 2004 | Jul 9, 2004 |
| Thomas Matthew Cordes | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 13, 2004 | Jul 9, 2004 |
| J Kathryn Delmain | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 13, 2004 | Jul 9, 2004 |
| Marcello Salvatore Cutrupi | Stifel, Nicolaus & Company, Incorporated national BD | Nfp Advisor Services, LLC other | Other | Feb 19, 2004 | Feb 18, 2004 |
| Barbara Jean Foote | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 6, 2004 | Sep 19, 2018 (5370 d) |
| Daniel Christopher Schlef | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Dec 31, 2003 | Jan 2, 2004 |
| Brian Jay Fruend | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Dec 31, 2003 | Jan 2, 2004 |
| Michael Patrick Murray | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Dec 31, 2003 | Jan 2, 2004 |
| Laura Courtney Powell | Stifel, Nicolaus & Company, Incorporated national BD | A. G. Edwards & Sons, Inc. unclassified | Other | Oct 29, 2003 | Nov 6, 2003 |
| Michael R Wilcox | Stifel, Nicolaus & Company, Incorporated national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 1, 2003 | Oct 22, 2003 |
| Shane Allan Wiehl | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Aug 25, 2003 | Aug 22, 2003 |
| Matthew John Alepra | Stifel, Nicolaus & Company, Incorporated national BD | Quick & Reilly, Inc. unclassified | Other | Jul 16, 2003 | Jul 25, 2003 |
| Richard George Ringwald | Stifel, Nicolaus & Company, Incorporated national BD | Powers Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2003 | Nov 1, 2017 (5224 d) |
| Robert Steven Omelina | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Apr 2, 2003 | May 15, 2007 (1504 d) |
| Arthur Gates Merriman | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Mar 24, 2003 | Mar 21, 2003 |
| Brian Lee Cain | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC other | Other | Sep 26, 2002 | Dec 10, 2010 (2997 d) |
| Craig Stephen Korol | Stifel, Nicolaus & Company, Incorporated national BD | Tower Square Securities, Inc. other | Other | Sep 18, 2002 | Sep 20, 2002 |
| Jay Frederick Haffley | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 6, 2002 | Aug 30, 2002 |
| Frederick Richard Warren | Stifel, Nicolaus & Company, Incorporated national BD | Oppenheimer & Co. Inc. other | Other | Jul 9, 2002 | Jan 25, 2006 (1296 d) |