DFX Intelligence
RIA Intelligence
Advisor moves
Departures from The Windmill Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory Ralph Capozzi | The Windmill Group, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 27, 2024 | Jan 3, 2025 (98 d) |
| George Patrick Mitchell | The Windmill Group, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2024 | May 31, 2024 |
| Anthony John Cirieco | The Windmill Group, Inc. independent RIA | Gladstone Wealth Partners independent RIA | RIA to RIA | Apr 12, 2024 | Apr 12, 2024 |
| Brian Joseph Mocogni | The Windmill Group, Inc. independent RIA | All That Matters Financial Services Llp unclassified | Other | Oct 6, 2023 | Sep 19, 2023 |
| Gregory H Kirwan | The Windmill Group, Inc. independent RIA | All That Matters Financial Services Llp unclassified | Other | Aug 16, 2023 | Jul 26, 2023 |
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5 moves match.