DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Rockefeller Capital Management

930 moves
AdvisorFromToTypeLeftRegistered
Lauren Elizabeth TurbittMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 2, 2020May 29, 2020
Samuel D FrankfortRaymond James & Associates, Inc. national BDRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherMay 27, 2020May 22, 2020
Sanjay GeorgeRaymond James & Associates, Inc. national BDRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherMay 27, 2020May 22, 2020
Edward MoldaverStifel, Nicolaus & Company, Incorporated national BDRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherMay 26, 2020Feb 3, 2021 (253 d)
Michael C AmatoStifel, Nicolaus & Company, Incorporated national BDRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherMay 26, 2020Oct 16, 2020 (143 d)
Joseph Peter BartolomeoStifel, Nicolaus & Company, Incorporated national BDRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherMay 26, 2020Aug 17, 2020 (83 d)
Brian Mark LusinkMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankMay 26, 2020May 26, 2020
James J LeeStifel, Nicolaus & Company, Incorporated national BDRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherMay 26, 2020Feb 1, 2021 (251 d)
Mary Ambrusko BennettStifel, Nicolaus & Company, Incorporated national BDRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherMay 26, 2020Feb 1, 2021 (251 d)
Scott Lee StewartStifel, Nicolaus & Company, Incorporated national BDRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherMay 26, 2020Feb 3, 2021 (253 d)
James Martin BealeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankApr 28, 2020Feb 1, 2021 (279 d)
Trever H SipperlyMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankMar 19, 2020Feb 3, 2021 (321 d)
Andrew David HorowitzMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAMar 17, 2020Mar 16, 2020
Ryan Michael McdonaldMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAMar 9, 2020Mar 5, 2020
Jason McmillenGoldman Sachs Wealth Services, L.P. BD affiliatedRockefeller Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 6, 2020Mar 27, 2020
Cassandra Ann MinerviniMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAMar 4, 2020Mar 3, 2020
Miles M MasonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAMar 4, 2020Feb 28, 2020
Jacqueline Leigh ByrneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankMar 2, 2020Feb 1, 2021 (336 d)
Wayne Robert GelineauMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAMar 2, 2020Feb 28, 2020
Keelye Mae St. JohnGoldman Sachs Wealth Services, L.P. BD affiliatedRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherMar 2, 2020Mar 22, 2021 (385 d)
John Harrison SargentMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 26, 2020Feb 1, 2021 (341 d)
Daniel N MarchonMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 26, 2020Feb 1, 2021 (341 d)
Melissa Anne MoyerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAFeb 25, 2020Feb 21, 2020
Jeffrey Hunter HarveyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAFeb 25, 2020Feb 21, 2020
Jillease C HazzardMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAFeb 25, 2020Feb 21, 2020
Sean Cunneff SeeseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAFeb 25, 2020Feb 21, 2020
Richard Watkin DoddMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAFeb 25, 2020Feb 21, 2020
John M LockwoodMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 24, 2020Feb 3, 2021 (345 d)
Edward A JeterMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAFeb 19, 2020Mar 3, 2020
Eric B HermansonMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 19, 2020May 14, 2020 (85 d)
Chad Garrett HermansonMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAFeb 19, 2020Feb 17, 2020
Heather Jeter ReichMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAFeb 19, 2020Mar 3, 2020
Gwyndolyn Lee StowellMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAFeb 18, 2020Feb 14, 2020
Jeffrey David SprockMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAFeb 18, 2020Mar 3, 2020
Laura Nafis PenningtonUBS Financial Services Inc. wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAFeb 11, 2020Jan 31, 2020
Mary Beth Christine RuthMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankJan 23, 2020Nov 12, 2020 (294 d)
Graham Charles KennedyMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAJan 23, 2020Jan 21, 2020
Thomas Andrew McdavidMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAJan 23, 2020Jan 21, 2020
Kathryn Stevenson SenkbeilMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAJan 23, 2020Jan 21, 2020
Maureen Ann HooverMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAJan 21, 2020Jan 17, 2020
Steven A RosenbergMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAJan 21, 2020Jan 21, 2020
Bonnie Carrol HamiltonMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAJan 21, 2020Jan 17, 2020
Colton C OutcaltMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAJan 21, 2020Jan 21, 2020
Michael Paul AthanasMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAJan 14, 2020Jan 10, 2020
Michelle Franco TriversMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAJan 14, 2020Jan 30, 2020
Amber J DornellMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAJan 14, 2020Jan 10, 2020
Emery BourneMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAJan 14, 2020Jan 30, 2020
Michael Joseph MerlinMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAJan 14, 2020Jan 10, 2020
April Leigh GayMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAJan 14, 2020Jan 30, 2020
Adam Scott AbramsonMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAJan 14, 2020Jan 30, 2020
Zach Elan SenftMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIAJan 14, 2020Jan 30, 2020
Arthur Goodall AlexanderMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIANov 26, 2019Nov 25, 2019
Matthew Allen AshleyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIANov 26, 2019Nov 24, 2019
Angela Ann DoverMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIANov 26, 2019Nov 22, 2019
Jaime L CutlerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIANov 26, 2019Nov 22, 2019
Daniel William GibsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIANov 26, 2019Nov 25, 2019
Christopher W TielandMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIANov 25, 2019Nov 22, 2019
Steven Michael CohenMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankNov 25, 2019Jul 29, 2021 (612 d)
Amanda Louise SassMorgan Stanley wirehouseRockefeller Capital Management independent RIAWirehouse to independent RIANov 25, 2019Nov 22, 2019
Keith Joseph BernardGoldman Sachs Wealth Services, L.P. BD affiliatedRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherOct 31, 2019Mar 22, 2021 (508 d)
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