DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Emerson Equity LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Darrach Michael BourkeSummit Financial Group Inc otherEmerson Equity LLC otherOtherMay 16, 2016May 13, 2016
Todd Nathan CondiffSuperior Retirement Strategies, LLC unclassifiedEmerson Equity LLC otherOtherMar 30, 2016Mar 30, 2016
Joshua David ChapinSpc otherEmerson Equity LLC otherOtherNov 13, 2015Nov 13, 2015
Michael Lawrence MannCapital Client Group, Inc. no RAUMEmerson Equity LLC otherOtherAug 21, 2014Feb 13, 2020 (2002 d)
Kenneth Conrad ZupoMonvia Financial L.P. state registeredEmerson Equity LLC BD affiliatedOtherAug 19, 2014Jan 6, 2025 (3793 d)
Forrest JamesMapleton Capital Management, LLC state registeredEmerson Equity LLC otherOtherDec 11, 2013Nov 15, 2013
James Michael WhitsonHeritage Advisory Services, Inc. otherEmerson Equity LLC otherOtherJun 27, 2012Oct 3, 2019 (2654 d)
David Jay LevineWorkman Securities Corporation unclassifiedEmerson Equity LLC BD affiliatedOtherApr 16, 2010Sep 22, 2022 (4542 d)
Gregory Jonathan RitterChase Investment Services Corp. otherEmerson Equity LLC otherOtherOct 30, 2009Nov 10, 2010 (376 d)
Kristian Daniel ColvinCharles Schwab & Co., Inc. national BDEmerson Equity LLC otherOtherSep 15, 2009Sep 9, 2009
Gabriel D CandeaChicago Investment Group, LLC unclassifiedEmerson Equity LLC BD affiliatedOtherFeb 13, 2009Jan 1, 2026 (6166 d)
Mark Vincent PetersenWilliam Blair & Company L.L.C. otherEmerson Equity LLC otherOtherMay 15, 2008Oct 2, 2017 (3427 d)
Frederick Charles WhitfordUSA Financial Securities LLC otherEmerson Equity LLC otherOtherNov 27, 2006Jan 12, 2009 (777 d)
Lance Shigeo IchikawaWamu Investments, Inc. unclassifiedEmerson Equity LLC otherOtherAug 4, 2006Aug 3, 2006
Kathleen Frances MorrisseyGirard Securities, Inc. otherEmerson Equity LLC otherOtherDec 31, 2005Dec 20, 2005
Page 2 of 2Previous
75 moves match.