DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Strategic Wealth Advisors Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Mark GriffithsFsc Securities Corporation otherStrategic Wealth Advisors Group otherOtherDec 31, 2008Feb 11, 2008
Scott Allen Van EppsFsc Securities Corporation otherStrategic Wealth Advisors Group otherOtherDec 31, 2008Sep 5, 2006
Cheri YuFsc Securities Corporation otherStrategic Wealth Advisors Group otherOtherDec 31, 2008Sep 17, 2008
Mira Mary MaFsc Securities Corporation otherStrategic Wealth Advisors Group otherOtherDec 31, 2008Sep 17, 2008
Anthony Y TsangFsc Securities Corporation otherStrategic Wealth Advisors Group otherOtherDec 31, 2008Sep 17, 2008
David Edward SiegelFsc Securities Corporation otherStrategic Wealth Advisors Group otherOtherDec 31, 2008Sep 5, 2006
Christopher James ClarkFsc Securities Corporation otherStrategic Wealth Advisors Group otherOtherNov 28, 2008Nov 29, 2007
Tonya Lynn MathisonFsc Securities Corporation otherStrategic Wealth Advisors Group otherOtherNov 28, 2008May 5, 2008
Laura Michelle SteinbeckFsc Securities Corporation otherStrategic Wealth Advisors Group otherOtherNov 28, 2008May 5, 2008
Michael Anson HermanFsc Securities Corporation otherStrategic Wealth Advisors Group otherOtherOct 8, 2008Sep 5, 2006
Jared Christopher SiegelFsc Securities Corporation otherStrategic Wealth Advisors Group otherOtherJun 17, 2008Apr 1, 2008
Troy Alonzo YoungFinancial Planning Advisory Services, Inc. unclassifiedStrategic Wealth Advisors Group otherOtherDec 7, 2007Oct 23, 2007
Shane Edward WesthoelterFsc Securities Corporation otherStrategic Wealth Advisors Group otherOtherAug 3, 2007Sep 8, 2006
Benjamin Robert KobrinSmith & Gatschet Financial Group unclassifiedStrategic Wealth Advisors Group otherOtherDec 31, 2006Nov 17, 2006
Derrick Smith AndrewsThe Planners Network, Inc. otherStrategic Wealth Advisors Group otherOtherOct 16, 2006Sep 10, 2015 (3251 d)
Eric Carl JohnsonCitigroup Global Markets Inc. otherStrategic Wealth Advisors Group otherOtherJun 14, 2005Oct 14, 2014 (3409 d)
Kevin Scott SanderfordCetera Advisors LLC otherStrategic Wealth Advisors Group otherOtherDec 31, 2004Jan 15, 2015 (3667 d)
Brandon Paul SimmonsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStrategic Wealth Advisors Group otherOtherNov 12, 2004Jan 5, 2016 (4071 d)
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78 moves match.