DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthspire Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dale Michael Schumacher | Baker Tilly Investment Advisors other | Wealthspire Advisors other | Other | Jul 8, 2013 | Jun 20, 2013 |
| John Kenneth Richards | Baker Tilly Investment Advisors other | Wealthspire Advisors other | Other | Jul 8, 2013 | Jun 19, 2013 |
| Justin Louis Goldstein | Baker Tilly Investment Advisors other | Wealthspire Advisors other | Other | Jul 8, 2013 | Jun 12, 2013 |
| Abby R Bare | Baker Tilly Investment Advisors other | Wealthspire Advisors other | Other | May 14, 2013 | Jun 12, 2013 |
| Brent Thomas Katterheinrich | Ameriprise Financial Services, LLC national BD | Wealthspire Advisors other | Other | Dec 17, 2012 | Sep 24, 2014 (646 d) |
| Kevin Philip Moloney | J.P. Morgan Securities LLC wirehouse | Wealthspire Advisors other | Other | May 15, 2012 | Jul 26, 2013 (437 d) |
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66 moves match.