DFX Intelligence
Advisor moves
Arrivals at Pruco Securities, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,693 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jane E Kwoun | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Jan 28, 2003 | May 16, 2006 (1204 d) |
| Kharis J Quaintance | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 15, 2003 | Nov 10, 2021 (6874 d) |
| Robert Martin Taylor | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Jan 6, 2003 | May 27, 2003 (141 d) |
| James Albert Gagnon | New England Securities Corporation other | Pruco Securities, LLC other | Other | Dec 20, 2002 | Jan 14, 2003 |
| Bruce Edward Davis | Park Avenue Securities LLC other | Pruco Securities, LLC other | Other | Dec 17, 2002 | Jun 11, 2004 (542 d) |
| David E Link | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 16, 2002 | Oct 6, 2023 (7599 d) |
| Claudia Louise Sachs | Morgan Stanley Dw Inc. unclassified | Pruco Securities, LLC other | Other | Nov 25, 2002 | Apr 16, 2003 (142 d) |
| Rajiv Shah | Prudential Equity Group, LLC unclassified | Pruco Securities, LLC other | Other | Oct 25, 2002 | Mar 7, 2003 (133 d) |
| Stephen Hever | Citigroup Global Markets Inc. other | Pruco Securities, LLC other | Other | Oct 21, 2002 | Feb 1, 2017 (5217 d) |
| John Edward Miller | Morgan Keegan & Company, LLC other | Pruco Securities, LLC other | Other | Sep 12, 2002 | Jan 3, 2004 (478 d) |
| Gagandeep K Sahni | Prudential Equity Group, LLC unclassified | Pruco Securities, LLC other | Other | Sep 4, 2002 | Aug 17, 2004 (713 d) |
| Douglas Gabriel Kuntz | Piper Sandler & Co. no RAUM | Pruco Securities, LLC other | Other | Jul 16, 2002 | Sep 25, 2014 (4454 d) |
| Jason Russell Brotsky | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Jun 7, 2002 | Mar 26, 2003 (292 d) |
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