DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Girard Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeremy Scott ClarkLPL Financial LLC otherGirard Securities, Inc. otherOtherFeb 2, 2006Feb 3, 2006
Emily C PalmerLPL Financial LLC otherGirard Securities, Inc. otherOtherNov 11, 2005Jan 13, 2006 (63 d)
Dwayne Laverne GradyAmeriprise Financial Services, LLC national BDGirard Securities, Inc. otherOtherOct 10, 2005Oct 10, 2005
Anthony FranchimoneWells Fargo Advisors wirehouseGirard Securities, Inc. otherOtherSep 2, 2005Sep 2, 2005
Larry Robert DeatherageWells Fargo Advisors wirehouseGirard Securities, Inc. otherOtherSep 2, 2005Sep 2, 2005
Jayne M MansfieldLPL Financial LLC otherGirard Securities, Inc. otherOtherAug 12, 2005Aug 3, 2005
Russell Lee FoxAmeriprise Financial Services, LLC national BDGirard Securities, Inc. otherOtherJun 3, 2005May 31, 2005
Craig Jamieson SkeelsAmeriprise Financial Services, LLC national BDGirard Securities, Inc. otherOtherJun 3, 2005May 31, 2005
Michael John KileyLockwood Financial Services, Inc. unclassifiedGirard Securities, Inc. otherOtherApr 9, 2005Apr 1, 2005
Elizabeth Frances Drew VerdiAmeriprise Financial Services, LLC national BDGirard Securities, Inc. otherOtherJan 31, 2005Feb 15, 2006 (380 d)
Matthew Jon LumWilliam Jordan Investments, Inc. unclassifiedGirard Securities, Inc. otherOtherDec 31, 2004Nov 9, 2004
Michael Alan HayesSpelman & Co., Inc. unclassifiedGirard Securities, Inc. otherOtherDec 17, 2004Dec 16, 2004
Jonathan Adam BlumenthalPeak Capital Investment Services,LLC unclassifiedGirard Securities, Inc. otherOtherDec 1, 2004Oct 21, 2011 (2515 d)
Kathleen Frances MorrisseyBanc Of America Investment Services, Inc. unclassifiedGirard Securities, Inc. otherOtherJul 26, 2004Jul 21, 2004
Charles Raymond WeldonMain Street Management Company unclassifiedGirard Securities, Inc. otherOtherMay 11, 2004May 10, 2004
Henry Charles KochanMain Street Management Company unclassifiedGirard Securities, Inc. otherOtherMar 31, 2004Mar 31, 2004
David Hyam ZuckermanOsaic Wealth, Inc. otherGirard Securities, Inc. otherOtherJan 15, 2004Dec 2, 2003
Gary Rene SagarnagaHuckin Financial Group, Inc. unclassifiedGirard Securities, Inc. otherOtherNov 3, 2003May 27, 2004 (206 d)
John Matthew SimonMML Investors Services, LLC otherGirard Securities, Inc. otherOtherOct 7, 2003Dec 13, 2004 (433 d)
Marwan 'Mark' Yacoub YacoubSentra Securities Corporation unclassifiedGirard Securities, Inc. otherOtherSep 2, 2003Aug 28, 2003
James Chandler KuntzPacific Wealth Management otherGirard Securities, Inc. otherOtherDec 31, 2002Apr 1, 2005 (822 d)
Christopher Douglas GleasonBts Asset Management, Inc. otherGirard Securities, Inc. otherOtherDec 31, 2002Apr 22, 2004 (478 d)
Houston Allen GoddardSpelman & Co., Inc. unclassifiedGirard Securities, Inc. otherOtherNov 13, 2002Nov 27, 2006 (1475 d)
Eileen Mariel ProudSentra Securities Corporation unclassifiedGirard Securities, Inc. otherOtherSep 26, 2002Sep 17, 2002
Jeffery James QuiggleSpelman & Co., Inc. unclassifiedGirard Securities, Inc. otherOtherSep 6, 2002Aug 23, 2002
Jamie Lea FlemingSpelman & Co., Inc. unclassifiedGirard Securities, Inc. otherOtherAug 30, 2002Aug 26, 2002
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146 moves match.