DFX Intelligence
Advisor moves
Arrivals at Mariner Advisor NetworkWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
149 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sandra Louise Swanson | LPL Financial LLC other | Mariner Advisor Network other | Other | Feb 16, 2017 | Nov 9, 2016 |
| Michael Allen Gregg | Cullen Financial Advisors unclassified | Mariner Advisor Network independent RIA | Other | Jan 13, 2017 | Jul 11, 2019 (909 d) |
| Kevin C. Swanson | LPL Financial LLC other | Mariner Advisor Network other | Other | Dec 23, 2016 | Jul 25, 2016 |
| Ryan S Chavez | LPL Financial LLC other | Mariner Advisor Network other | Other | Dec 23, 2016 | Jul 21, 2016 |
| Cory Joseph Leckie | Wealthplan Partners other | Mariner Advisor Network other | Other | Dec 6, 2016 | Nov 1, 2016 |
| Scott Alan Sprague | Cetera Advisor Networks LLC other | Mariner Advisor Network other | Other | Dec 2, 2016 | Nov 30, 2016 |
| Gary Allen Warner | Capital Financial Services, Inc. other | Mariner Advisor Network other | Other | Nov 28, 2016 | Nov 23, 2016 |
| Jon Mark Massey | Wealthplan Partners other | Mariner Advisor Network other | Other | Nov 11, 2016 | Nov 1, 2016 |
| Kenichi Igarashi | Wealthplan Partners other | Mariner Advisor Network other | Other | Nov 11, 2016 | Nov 1, 2016 |
| Aaron Nazar Johnson | Wealthplan Partners other | Mariner Advisor Network other | Other | Nov 11, 2016 | Nov 1, 2016 |
| Ian Mitchell Massey | Wealthplan Partners other | Mariner Advisor Network other | Other | Nov 11, 2016 | Nov 1, 2016 |
| Minh Ngoc Dinh | Edward Jones national BD | Mariner Advisor Network other | Other | Nov 7, 2016 | Nov 4, 2016 |
| Bryce Putnam Heringer | Lwi Financial Inc. other | Mariner Advisor Network independent RIA | Other | Nov 3, 2016 | Jun 5, 2018 (579 d) |
| Dale Andrew Hornberger | LPL Financial LLC other | Mariner Advisor Network other | Other | Oct 20, 2016 | Jul 8, 2016 |
| Trevor Downing Bright | Strategic Advisers LLC national BD | Mariner Advisor Network other | Other | Oct 10, 2016 | Sep 29, 2016 |
| Lilian Lo | LPL Financial LLC other | Mariner Advisor Network other | Other | Sep 8, 2016 | Jul 7, 2016 |
| Christopher Bartolomeo Giordano | LPL Financial LLC other | Mariner Advisor Network other | Other | Sep 7, 2016 | Jul 7, 2016 |
| Michael Philip Smalley | Charles Schwab & Co., Inc. national BD | Mariner Advisor Network other | Other | May 26, 2016 | Jun 27, 2017 (397 d) |
| Joel Aaron Gourdin | Morgan Stanley wirehouse | Mariner Advisor Network independent RIA | Wirehouse to independent RIA | Jan 30, 2015 | Jan 10, 2022 (2537 d) |
| Thomas Michael Chavez | Strategic Wealth Advisors Group other | Mariner Advisor Network BD affiliated | Other | Jul 5, 2011 | Jan 1, 2024 (4563 d) |
| Steven Robert Vieira | Morgan Stanley wirehouse | Mariner Advisor Network independent RIA | Wirehouse to independent RIA | Dec 23, 2010 | Oct 6, 2021 (3940 d) |
| Scott Allen Van Epps | LPL Financial LLC other | Mariner Advisor Network other | Other | Dec 12, 2009 | Jul 7, 2016 (2399 d) |
| Anthony Y Tsang | Strategic Wealth Advisors Group other | Mariner Advisor Network BD affiliated | Other | Dec 11, 2009 | Dec 18, 2024 (5486 d) |
| Diane Ludemann Woodward | Associated Planners Investment Advisory Inc unclassified | Mariner Advisor Network independent RIA | Other | Oct 13, 2009 | Feb 4, 2019 (3401 d) |
| Anthony Y Tsang | Associated Planners Investment Advisory Inc unclassified | Mariner Advisor Network BD affiliated | Other | Sep 30, 2009 | Dec 18, 2024 (5558 d) |
| John Thomas Mills | Associated Securities Corp. unclassified | Mariner Advisor Network other | Other | Sep 8, 2009 | Jul 7, 2016 (2494 d) |
| Raghunandan Krishnan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner Advisor Network independent RIA | Wirehouse to independent RIA | Nov 2, 2005 | Dec 20, 2019 (5161 d) |
| James Aladino Parenti | Foothill Securities, Inc. other | Mariner Advisor Network independent RIA | Other | Oct 12, 2005 | Aug 8, 2018 (4683 d) |
| Chet Charles Bogdan | American Skandia Advisory Services, Inc. unclassified | Mariner Advisor Network independent RIA | Other | Mar 24, 2004 | Feb 16, 2022 (6538 d) |
Page 3 of 3Previous