Advisor moves

Arrivals at Mutual Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey David HettingerMutual Securities, Inc. otherMutual Advisors, LLC otherOtherJul 9, 2013Jul 1, 2013
Zahid SadiqMutual Securities, Inc. otherMutual Advisors, LLC otherOtherJul 9, 2013Jun 25, 2013
Dylan Daniel BrooksMutual Securities, Inc. otherMutual Advisors, LLC otherOtherJul 9, 2013Jun 10, 2013
Sammy Kuo Chiang SungMutual Securities, Inc. otherMutual Advisors, LLC otherOtherJul 2, 2013Jul 1, 2013
Richard Spencer PetersonMutual Securities, Inc. otherMutual Advisors, LLC BD affiliatedOtherJul 2, 2013Mar 16, 2023 (3544 d)
Mark NanamuraMML Investors Services, LLC otherMutual Advisors, LLC otherOtherMay 1, 2013Jul 1, 2013 (61 d)
James Craig ColemanCornerstone Asset Management, Inc. otherMutual Advisors, LLC otherOtherSep 14, 2012Jul 1, 2013 (290 d)
Randal Roy CarsonKipp Financial Group, Inc. otherMutual Advisors, LLC otherOtherNov 3, 2011Jul 1, 2013 (606 d)
Eric Martin CampbellLPL Financial LLC otherMutual Advisors, LLC otherOtherJun 6, 2011Jul 1, 2013 (756 d)
Andrew Lawrence ZinnCitigroup Global Markets Inc. otherMutual Advisors, LLC otherOtherDec 7, 2009Jul 2, 2013 (1303 d)
Christopher J BarberMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMutual Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 14, 2009Jun 29, 2020 (4064 d)
Stephen Joseph SchwankeMorgan Stanley & Co. LLC unclassifiedMutual Advisors, LLC BD affiliatedOtherMar 2, 2009Sep 3, 2020 (4203 d)
Jay Allen RichardsonWilmington Trust Investment Management otherMutual Advisors, LLC BD affiliatedOtherJan 14, 2008Mar 19, 2018 (3717 d)
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193 moves match.