DFX Intelligence
Advisor moves
Arrivals at T. Rowe Price Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Patrick Thornton | Ameriprise Financial Services, LLC national BD | T. Rowe Price Advisory Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 21, 2003 | Nov 10, 2003 (81 d) |
| Jason Patrick Zephir | Ameriprise Financial Services, LLC national BD | T. Rowe Price Advisory Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 27, 2003 | Dec 8, 2004 (530 d) |
| Michael E Sullivan | Ferris, Baker Watts, LLC unclassified | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Jun 2, 2003 | Jun 17, 2003 |
| Eric Freeman Randolph | Charles Schwab & Co., Inc. national BD | T. Rowe Price Advisory Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2002 | Jan 31, 2003 (31 d) |
| Michael P Bruno | UBS Financial Services Inc. wirehouse | T. Rowe Price Advisory Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 10, 2002 | Jul 28, 2004 (657 d) |
| Steven Grady Carver | Prudential Equity Group, LLC unclassified | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Sep 11, 2002 | Apr 4, 2003 (205 d) |
Page 6 of 6Previous
306 moves match.