| Scott Edward Foreman | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 25, 2013 | Mar 27, 2013 |
| James Matthew Dombrowski | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 25, 2013 | Mar 22, 2013 |
| Allen Joseph Catalanotto | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 25, 2013 | Mar 22, 2013 |
| Jo-Ann Bernadette La Pan | UBS Financial Services Inc. wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Feb 19, 2013 | Feb 11, 2013 |
| Dawn R. Dickson | UBS Financial Services Inc. wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Feb 19, 2013 | Feb 8, 2013 |
| Jeremy Paul Jacobs | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Feb 4, 2013 | Feb 1, 2013 |
| Jeanette Lynn Murray | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 7, 2013 | Jan 4, 2013 |
| Dennis L Anderson | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 7, 2013 | Jan 4, 2013 |
| James Ryan Wormley | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 7, 2013 | Jan 4, 2013 |
| Peter Joseph Tampellini | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Sep 10, 2012 | Sep 7, 2012 |
| Teresa L Zipf | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Sep 10, 2012 | Sep 7, 2012 |
| Gary Scott Liberty | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Sep 5, 2012 | Aug 31, 2012 |
| Lawrence Grant Ingram | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Sep 5, 2012 | Sep 10, 2012 |
| John G Diederich | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Sep 5, 2012 | Sep 3, 2012 |
| Kenneth Scott Dryfhout | Balance Sheet Solutions LLC other | Benjamin F. Edwards & Company, Incorporated BD affiliated | Other | Jul 20, 2012 | Mar 28, 2022 (3538 d) |
| Julie M. Wilson | UBS Financial Services Inc. wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 13, 2012 | May 11, 2026 (5080 d) |
| Carrie Helen Dorman | Ameriprise Financial Services, LLC national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Jun 5, 2012 | Jun 4, 2012 |
| Christopher James Mcgill | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | May 17, 2012 | May 16, 2012 |
| Paul Sutton Kosling | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 26, 2012 | Mar 26, 2012 |
| Daniel Richard Lamacchia | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 26, 2012 | Mar 26, 2012 |
| Sherry Lynn Tilson | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 26, 2012 | Mar 23, 2012 |
| David Allen Claggett | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Feb 28, 2012 | Feb 14, 2012 |
| Charles Alan Blatz | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 17, 2012 | Jan 13, 2012 |
| Sally Denise Davis | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 13, 2012 | Jan 11, 2012 |
| Janet Mary Bone | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 13, 2012 | Jan 11, 2012 |
| Jeffrey John Luechtefeld | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 13, 2012 | Jan 11, 2012 |
| Quinten Edward Spivey | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 13, 2012 | Jan 11, 2012 |
| Troy Dean Cox | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 13, 2012 | Jan 11, 2012 |
| Peggy Anne Rakers | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 13, 2012 | Jan 11, 2012 |
| Brent Aaron Wilhelm | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 13, 2012 | Jan 11, 2012 |
| Richard Todd Stone | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 13, 2012 | Jan 11, 2012 |
| Patricia Louis Jenks | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 13, 2012 | Mar 16, 2012 (63 d) |
| Robert Michael Patrick | Equitable Advisors, LLC national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 9, 2012 | Jan 18, 2012 |
| Chad Allen Steinbach | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Nov 21, 2011 | Nov 18, 2011 |
| Peter Ferrante | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Oct 31, 2011 | Oct 28, 2011 |
| Malissa E Romack | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Sep 19, 2011 | Sep 26, 2011 |
| Janel Marie Goff | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Sep 6, 2011 | Sep 2, 2011 |
| Scott Andrew Shirley | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Aug 22, 2011 | Aug 19, 2011 |
| Todd Christopher Leonhardt | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Aug 9, 2011 | Aug 5, 2011 |
| Richard J. Niekrash | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Aug 9, 2011 | Aug 5, 2011 |
| Michael James Doherty | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Aug 8, 2011 | Aug 15, 2011 |
| Joseph Edward Petty | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jul 26, 2011 | Jul 27, 2011 |
| Tammy G Vona | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jul 26, 2011 | Jul 25, 2011 |
| Aon Douglas Miller | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jul 26, 2011 | Jul 27, 2011 |
| Joseph Allen Pollak | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jul 26, 2011 | Jul 27, 2011 |
| Laura Ginnette Owsley | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jul 26, 2011 | Jul 27, 2011 |
| Joseph Philip Donnovin | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jul 26, 2011 | Jul 27, 2011 |
| Gregory John Orenic | Calton & Associates, Inc. other | Benjamin F. Edwards & Company, Incorporated BD affiliated | Other | Jun 27, 2011 | Jun 26, 2019 (2921 d) |
| Mohammad Ahmed Awad-Eljied | Edward Jones national BD | Benjamin F. Edwards & Company, Incorporated other | Other | May 24, 2011 | May 20, 2011 |
| Robert T. Sim | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | May 20, 2011 | Aug 5, 2011 (77 d) |
| Jennifer Ann Sexton | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Apr 6, 2011 | Apr 12, 2011 |
| Kurt Alan Faulhaber | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Apr 1, 2011 | Mar 31, 2011 |
| Gregory Vincent Sullivan | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Apr 1, 2011 | Mar 31, 2011 |
| Edward Patrick Rigo | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 21, 2011 | Mar 18, 2011 |
| Robert Anthony Pietroburgo | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 10, 2011 | Mar 9, 2011 |
| Ricardo A Balmaseda | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Feb 22, 2011 | Feb 18, 2011 |
| Scott John Marn | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 18, 2011 | Jan 20, 2011 |
| Corey Lee Sarosy | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 18, 2011 | Jan 19, 2011 |
| Sara Majer | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated other | Other | Jan 18, 2011 | Jan 19, 2011 |
| Trevor S Wallner | Securities America Advisors, Inc. other | Benjamin F. Edwards & Company, Incorporated other | Other | Nov 26, 2010 | Nov 1, 2010 |