DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dws Investment Management Americas, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Teddy James Theriot | Deutsche Bank Securities Inc. other | Dws Investment Management Americas, Inc. other | Other | Nov 21, 2007 | Jul 9, 2003 |
| Terrence Patrick Cunningham | Fisher Investments other | Dws Investment Management Americas, Inc. other | Other | Aug 18, 2003 | Nov 20, 2003 (94 d) |
| Paul Raymond Dowd | Charles Schwab & Co., Inc. national BD | Dws Investment Management Americas, Inc. other | Other | May 29, 2003 | Jul 8, 2003 (40 d) |
| Mark James Dennis | Morgan Stanley Dw Inc. unclassified | Dws Investment Management Americas, Inc. other | Other | May 19, 2003 | Jul 17, 2003 (59 d) |
| David Gerald Taylor | Putnam Investment Management, LLC other | Dws Investment Management Americas, Inc. other | Other | May 8, 2003 | May 20, 2003 |
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5 moves match.