DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Middleton & Company Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin Patch | Wealth Enhancement Advisory Services, LLC BD affiliated | Middleton & Company Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2024 | Jul 30, 2026 (668 d) |
| Barry Lewis Hilliard | Santander Securities BD affiliated | Middleton & Company Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2021 | Sep 16, 2021 (142 d) |
| Donna Marie Scotti | Winslow Wealth Management LLC other | Middleton & Company Inc. other | Other | Aug 25, 2017 | Aug 7, 2017 |
| John David Pini | Winslow Wealth Management LLC other | Middleton & Company Inc. independent RIA | Other | Aug 25, 2017 | Feb 17, 2021 (1272 d) |
| Adam M Grossman | Ballentine Partners other | Middleton & Company Inc. other | Other | Dec 13, 2010 | Nov 24, 2015 (1807 d) |
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5 moves match.