DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Spc Financial Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew Alper TheobaldRaymond James Financial Services Advisors, Inc BD affiliatedSpc Financial Inc independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2022Aug 18, 2022 (111 d)
Eden Tadesse AkanaRaymond James Financial Services Advisors, Inc BD affiliatedSpc Financial Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 17, 2021Aug 30, 2021
Michael Stephen MuldoonRaymond James Financial Services Advisors, Inc otherSpc Financial Inc otherOtherJun 16, 2015Nov 24, 2015 (161 d)
Philip James ClarkRaymond James & Associates, Inc. national BDSpc Financial Inc otherOtherJan 14, 2014Jan 14, 2014
Jennifer Lynn MeyerRaymond James Financial Services Advisors, Inc otherSpc Financial Inc otherOtherJul 23, 2012Apr 10, 2012
Matthew Edward GilchristWagener-Lee, LLC state registeredSpc Financial Inc otherOtherJul 20, 2010Oct 28, 2010 (100 d)
Arthur SteinMML Investors Services, LLC otherSpc Financial Inc otherOtherDec 15, 2009Dec 23, 2009
Wesley John StienTripp Financial Consultants, Inc. otherSpc Financial Inc otherOtherFeb 27, 2009Feb 25, 2009
Joshua Steven HalpernAmeriprise Financial Services, LLC national BDSpc Financial Inc otherOtherFeb 14, 2007Feb 14, 2007
Joshua T. Hatfield CharlesEquitable Advisors, LLC national BDSpc Financial Inc otherOtherJan 18, 2005Feb 4, 2005
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10 moves match.