| Kimberly Faust Escue | Stringer Asset Management, LLC mixed wealth | Shelton Capital Management other | Other | Mar 30, 2026 | Feb 23, 2026 |
| Jonathan Ira Bernstein | Stringer Asset Management, LLC mixed wealth | Shelton Capital Management other | Other | Mar 30, 2026 | Feb 18, 2026 |
| Gary Scott Stringer | Stringer Asset Management, LLC mixed wealth | Shelton Capital Management other | Other | Mar 30, 2026 | Feb 23, 2026 |
| Chad Norris Keller | Stringer Asset Management, LLC mixed wealth | Shelton Capital Management other | Other | Mar 30, 2026 | Feb 23, 2026 |
| Joshua M Fudge | RBC Capital Markets, LLC national BD | Shelton Capital Management other | Other | Oct 9, 2019 | Aug 12, 2021 (673 d) |
| Guy Jon Benstead | Cedar Ridge Partners, LLC asset manager | Shelton Capital Management mixed wealth | Other | Feb 14, 2019 | Feb 26, 2019 |
| Matthew Aaron Acie | Freedom Investment Management, Inc. independent RIA | Shelton Capital Management mixed wealth | RIA to RIA | Feb 1, 2019 | Feb 22, 2019 |
| Nicholas Merle Griebenow | Charles Schwab & Co., Inc. national BD | Shelton Capital Management mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2018 | Jul 12, 2018 |
| Matthew Riley Gunter | Scout Investments, Inc. other | Shelton Capital Management other | Other | Nov 24, 2010 | May 2, 2022 (4177 d) |
| Michael Dean Taylor | Tlg Advisors, Inc. other | Shelton Capital Management other | Other | Mar 5, 2010 | Oct 8, 2010 (217 d) |
| Joseph Karney Mazzola | Thinkorswim Advisors, Inc. unclassified | Shelton Capital Management other | Other | Dec 31, 2009 | Jan 8, 2015 (1834 d) |
| Thomas George Dolby | Ameriprise Financial Services, LLC national BD | Shelton Capital Management other | Other | Feb 24, 2009 | Jul 7, 2010 (498 d) |
| Barringer Harold Martin | Kelmoore Investment Company, Inc. unclassified | Shelton Capital Management other | Other | Apr 4, 2008 | Jul 9, 2008 (96 d) |
| Lilian Lo | A. G. Edwards & Sons, Inc. unclassified | Shelton Capital Management other | Other | Jul 14, 2005 | Aug 5, 2005 |