DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Freed Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel A Serra | Strategic Financial Planning, Inc. other | Freed Advisors other | Other | Apr 1, 2013 | Sep 11, 2012 |
| Andrew Reding Marshall | West Financial Services, Inc. other | Freed Advisors other | Other | Apr 5, 2011 | Apr 11, 2011 |
| Cornelia Ruth Mallari | Wells Fargo Advisors wirehouse | Freed Advisors other | Other | Mar 11, 2011 | Apr 12, 2011 (32 d) |
| David Michael Burgess | Raffa Investment Advisers other | Freed Advisors other | Other | Jun 25, 2010 | Aug 2, 2010 (38 d) |
| Thomas Rolfe Pudner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Freed Advisors other | Other | Nov 8, 2004 | Jan 4, 2005 (57 d) |
| Mindy Ellen Gasthalter | Alexandria Financial Associates, Ltd. unclassified | Freed Advisors other | Other | Oct 20, 2003 | Nov 27, 2003 (38 d) |
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6 moves match.