DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lefavi Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Craig KempRaymond James & Associates, Inc. national BDLefavi Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 11, 2018Jul 17, 2018
Jay Van GreenburgE*Trade Capital Management, LLC independent RIALefavi Wealth Management independent RIARIA to RIAMay 18, 2018Jun 4, 2018
Zachary Paul ErtelStrategic Advisers LLC national BDLefavi Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 8, 2017Jun 10, 2019 (671 d)
Benjamin James MarshallHolman Investments And Planning, LLC otherLefavi Wealth Management otherOtherNov 5, 2015Nov 10, 2015
Michelle Dawn FranceKnox Capital Advisors, LLC otherLefavi Wealth Management otherOtherJun 15, 2012Jun 18, 2012
Joel David SlatterEdward Jones national BDLefavi Wealth Management otherOtherDec 2, 2010Feb 22, 2011 (82 d)
John David JaicksAmeriprise Advisor Services, Inc. unclassifiedLefavi Wealth Management otherOtherAug 20, 2007Aug 27, 2007
Page 1 of 1
7 moves match.