DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wheatland Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elizabeth Andes Brown | Truist Advisory Services, Inc. BD affiliated | Wheatland Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2019 | Mar 18, 2020 (120 d) |
| Michael Ryan Miller | Cetera Advisor Networks LLC BD affiliated | Wheatland Advisors Inc other | Other | May 18, 2018 | Aug 25, 2017 |
| Ernie Seaton Irwin | Pnc Wealth Management other | Wheatland Advisors Inc independent RIA | Other | Jun 19, 2017 | Sep 24, 2019 (827 d) |
| Jeremy Franklin Stahl | Bb&T Investment Services, Inc. other | Wheatland Advisors Inc other | Other | May 15, 2017 | May 22, 2017 |
| Paul James Ritchie | Charles Schwab & Co., Inc. national BD | Wheatland Advisors Inc other | Other | Jul 13, 2004 | Aug 10, 2017 (4776 d) |
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5 moves match.