DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Brockenbrough
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samantha Bissland-Moore Link | Bb&T Securities, LLC BD affiliated | Brockenbrough mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2020 | Oct 19, 2020 |
| Richard Haller Skeppstrom | Eagle Asset Management Inc other | Brockenbrough other | Other | Jan 19, 2016 | Feb 10, 2016 |
| Matthew Philip Shaia | Cary Street Partners other | Brockenbrough other | Other | Oct 3, 2013 | May 28, 2014 (237 d) |
| Todd Sterling Wright | Nationwide Investment Advisors, LLC other | Brockenbrough other | Other | Jun 4, 2013 | Jul 24, 2014 (415 d) |
| Walter Spencer Robertson | Scott & Stringfellow, LLC other | Brockenbrough other | Other | Apr 13, 2012 | Aug 4, 2017 (1939 d) |
| Christopher Bryan Culbertson | Morgan Stanley & Co. LLC unclassified | Brockenbrough mixed wealth | Other | Aug 14, 2007 | Jan 15, 2019 (4172 d) |
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6 moves match.