DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Paul Comstock Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jaqlyn Ann LulloFca Corp independent RIAPaul Comstock Partners independent RIARIA to RIAMay 20, 2024Apr 7, 2025 (322 d)
Nicholas Allen PriceSaxon Financial Group independent RIAPaul Comstock Partners independent RIARIA to RIAMar 8, 2024Mar 21, 2024
Bryce Kyle CooperUBS Financial Services Inc. wirehousePaul Comstock Partners independent RIAWirehouse to independent RIASep 17, 2019Oct 1, 2019
David Edgar CarbajalWealth Development Strategies Investment Advisory, Inc. state registeredPaul Comstock Partners independent RIAOtherMar 5, 2019Mar 25, 2019
John Benjamin GjertsenBluesky Wealth Advisors, LLC otherPaul Comstock Partners independent RIAOtherDec 15, 2017May 23, 2018 (159 d)
Andrew David SharpUBS Financial Services Inc. wirehousePaul Comstock Partners otherOtherMay 6, 2009May 1, 2009
William Robert BergerVaughan Nelson Investment Management, L.P. otherPaul Comstock Partners otherOtherFeb 20, 2004Jun 1, 2015 (4119 d)
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7 moves match.