DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Professional Advisory Services Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Donald Hamilton Sienkiewicz | Advocates Financial LLC unclassified | Professional Advisory Services Inc independent RIA | Other | Dec 19, 2023 | Jun 19, 2024 (183 d) |
| Kelly Sue Meinders | Morgan Stanley wirehouse | Professional Advisory Services Inc independent RIA | Wirehouse to independent RIA | Apr 9, 2019 | Dec 22, 2024 (2084 d) |
| Jordan Monroe Bieber | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Professional Advisory Services Inc independent RIA | Wirehouse to independent RIA | May 14, 2018 | Aug 28, 2018 (106 d) |
| Devin Ashlee Reed | Morgan Stanley wirehouse | Professional Advisory Services Inc other | Other | Nov 13, 2015 | Feb 3, 2016 (82 d) |
| Christoper R Steele | Osaic Wealth, Inc. other | Professional Advisory Services Inc other | Other | Nov 2, 2007 | Dec 5, 2007 (33 d) |
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5 moves match.