DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Harbor Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam John Bergeron | Cornerstone Financial Planning, LLC independent RIA | The Harbor Group, Inc. independent RIA | RIA to RIA | Apr 4, 2022 | Apr 26, 2022 |
| Michael P. Doyle | Fidelity Personal And Workplace Advisors BD affiliated | The Harbor Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2022 | Apr 5, 2022 (35 d) |
| Maria Louise Callaghan | Creative Planning Institutional Advisors, LLC other | The Harbor Group, Inc. independent RIA | Other | Jan 7, 2019 | Feb 6, 2019 |
| Cameron Larange Murphy | Eaton Vance Management other | The Harbor Group, Inc. other | Other | Apr 25, 2016 | May 11, 2016 |
| Christopher Robert Macbean | Colman Knight Advisory Group, LLC other | The Harbor Group, Inc. other | Other | Oct 6, 2014 | Oct 2, 2014 |
| Inna Rivilis | Calibre Advisory Services Inc. unclassified | The Harbor Group, Inc. other | Other | Oct 15, 2010 | Jul 10, 2012 (634 d) |
| Robert Richard Cordeau | Focus Capital Wealth Management, Inc. other | The Harbor Group, Inc. other | Other | Apr 1, 2005 | May 2, 2006 (396 d) |
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7 moves match.