DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Montag

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Hong-Tsun SimonForthright Partners LLC mixed wealthMontag independent RIARIA to RIADec 31, 2025Mar 9, 2026 (68 d)
Thomas Jackson KeenanAmeriprise Financial Services, LLC national BDMontag independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2022Aug 29, 2022
Jane Elizabeth MorrowPrimerica Advisors national BDMontag independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2021Dec 6, 2021 (61 d)
Helen Morgan DonahueMontag & Caldwell, An Advocacy Wealth Company otherMontag independent RIAOtherNov 18, 2020Dec 11, 2020
Brendan James WagnerGratus Capital, LLC otherMontag otherOtherMay 3, 2017May 8, 2017
Lawrence Evan MendelBlack Diamond Investment Partners, LLC unclassifiedMontag otherOtherOct 3, 2016Oct 18, 2016
Christine R QuillianOptimum Investment Advisors, LLC otherMontag otherOtherMay 14, 2015Feb 9, 2010
Christopher Dean GuintherJ.P. Morgan Asset Management unclassifiedMontag independent RIAOtherSep 26, 2003Sep 19, 2018 (5472 d)
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8 moves match.